General business terms and conditions for trading in financial instruments through alpha corporate finance as (Alpha)
These general business terms and conditions (the Business Terms) for Alpha have been prepared in accordance with the Norwegian Act on Securities Trading (Securities Trading Act) with appurtenant regulations/circulars.
Alpha’s clients are assumed to have accepted the Business Terms as binding on themselves when, after receiving the conditions, a client places orders, enters into agreements or conducts transactions with Alpha.
These Business Terms apply to, and form a part of, the assignment agreement between Alpha and the Principal (the Agreement).
From 1 April 2011 Norwegian securities firms are required to record all telephone calls in relation to investment services, and establish procedures to enable documentation of communication through other communication channels.
Alpha Corporate Finance will therefore record all telephone calls with clients on fixed and mobile phone. Moreover, communication via e-mail and SMS will be stored. The data will be stored for at least 3 years.